Scott Joseph Adelson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Joseph Adelson ( ), a licensed former licensee with CE reference AOC901. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-10 | 2011-09-28 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 — Advising on securities | 2010-05-10 | 2011-09-28 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-10 | 2011-09-28 |