Chih Wen Tan
陳職文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih Wen Tan (陳職文), a licensed former licensee with CE reference AOD035. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 — Asset management | 2017-10-26 | 2019-12-20 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-01 | 2019-12-20 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-01 | 2017-10-26 |
| FLAG Squadron Asia Limited | RO | Type 4 — Advising on securities | 2008-11-04 | 2016-06-02 |
| FLAG Squadron Asia Limited | RO | Type 9 — Asset management | 2008-11-04 | 2016-06-02 |
| FLAG Squadron Asia Limited | Rep | Type 4 — Advising on securities | 2007-11-16 | 2008-11-04 |
| FLAG Squadron Asia Limited | Rep | Type 9 — Asset management | 2006-11-03 | 2008-11-04 |