Hon Wo Shum
岑漢和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wo Shum (岑漢和), a licensed former licensee with CE reference AOD608. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-27 | 2026-04-13 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-27 | 2026-04-13 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-27 | 2026-04-13 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-03-27 | 2026-04-13 |
| Hua Liang Capital Limited 華量資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-22 | 2026-04-13 |
| International Capital (Hong Kong) Limited 國際資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-02-20 | 2019-07-20 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-16 | 2019-02-11 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-08 | 2014-01-01 |