Fu Wah Ting
丁富華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Wah Ting (丁富華), a licensed Responsible Officer with CE reference AOE212. Currently licensed at 1 firm(s): Merdeka Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merdeka Investment Management Limited 領智投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-10-08 | present |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
RO | Type 9 — Asset management | 2025-10-08 | present |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-02 | 2025-10-08 |
| Merdeka Investment Management Limited 領智投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-09-02 | 2025-10-08 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-17 | 2025-08-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-17 | 2025-08-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2025-04-17 | 2025-08-31 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-07 | 2025-04-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-07 | 2025-04-17 |
| FCS Capital Limited 締壹基石資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-25 | 2024-08-31 |
| FCS Capital Limited 締壹基石資本有限公司 |
RO | Type 9 — Asset management | 2023-05-25 | 2024-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-30 | 2020-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-30 | 2020-09-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-05-16 | 2017-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-05-16 | 2017-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-05-16 | 2017-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2016-05-16 | 2017-07-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2016-04-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-19 | 2016-04-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-10-19 | 2016-04-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-10 | 2015-10-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-20 | 2015-10-01 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-13 | 2015-10-01 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-07 | 2015-10-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-21 | 2010-11-20 |