Pik Na Li
李碧娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Na Li (李碧娜), a licensed Representative with CE reference AOE454. Currently licensed at 1 firm(s): Eastspring Investments (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2023-01-20 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-01 | 2022-10-01 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-27 | 2015-06-17 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-27 | 2015-06-17 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2014-06-21 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-12 | 2014-06-21 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-07-12 | 2014-06-21 |
| GIP Partners Limited | Rep | Type 4 — Advising on securities | 2009-01-16 | 2009-12-10 |
| GIP Partners Limited | Rep | Type 9 — Asset management | 2009-01-16 | 2009-12-10 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-16 | 2007-06-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-16 | 2007-06-30 |