Dixon Lo
老明德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Lo (老明德), a licensed former licensee with CE reference AOG778. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-05 | 2007-08-01 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-05 | 2007-08-01 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 — Asset management | 2006-12-05 | 2007-08-01 |