Kwok Hong Liu
廖國康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hong Liu (廖國康), a licensed former licensee with CE reference AOG812. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-02 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-02 | 2012-03-31 |