Kwok Yin Wong
王國賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yin Wong (王國賢), a licensed Responsible Officer with CE reference AOG831. Currently licensed at 1 firm(s): Shanxi Securities International Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-07-11 | present |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-06-16 | 2025-07-11 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-02 | 2025-04-10 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-09-02 | 2025-04-10 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-28 | 2024-09-02 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-06-28 | 2024-09-02 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-04 | 2024-05-02 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-04 | 2024-05-02 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-10 | 2023-05-04 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-10 | 2023-05-04 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-27 | 2022-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-27 | 2022-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-02 | 2017-09-27 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-02 | 2017-09-27 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-04 | 2017-06-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-04 | 2017-06-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-04 | 2016-11-04 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-04 | 2016-11-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-08 | 2007-04-05 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-08 | 2007-04-05 |