Duen Ting Mou

牟敦葶
CE No. AOH534 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duen Ting Mou (牟敦葶), a licensed former licensee with CE reference AOH534. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
JS Cresvale Capital Limited
日盛嘉富資本有限公司
RO Type 1 — Dealing in securities 2010-09-30 2015-05-10
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
RO Type 1 — Dealing in securities 2010-09-30 2015-05-10
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
RO Type 4 — Advising on securities 2010-09-29 2015-05-10
JS Cresvale Capital Limited
日盛嘉富資本有限公司
Rep Type 1 — Dealing in securities 2010-07-12 2010-09-30
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 1 — Dealing in securities 2010-07-12 2010-09-30
Shun Heng Securities Limited
信亨証券有限公司
Rep Type 1 — Dealing in securities 2010-04-26 2010-06-02
IBTS Asia (HK) Limited
台灣工銀證亞洲(香港)有限公司
RO Type 1 — Dealing in securities 2006-12-28 2010-04-01
IBTS Asia (HK) Limited
台灣工銀證亞洲(香港)有限公司
RO Type 4 — Advising on securities 2006-12-28 2010-04-01

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