James Ziming Li
李子鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ziming Li (李子鳴), a licensed Responsible Officer with CE reference AOI915. Currently licensed at 1 firm(s): Odysseus Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Odysseus Capital Management Limited 奧澌資本投資有限公司 |
RO | Type 4 — Advising on securities | 2022-07-06 | present |
| Odysseus Capital Management Limited 奧澌資本投資有限公司 |
RO | Type 9 — Asset management | 2022-07-06 | present |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-26 | 2014-05-30 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-26 | 2014-05-30 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-26 | 2014-05-30 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2011-02-22 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-22 | 2011-02-22 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-22 | 2011-02-22 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2006-12-29 | 2008-02-22 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2006-12-29 | 2008-02-22 |