Carter Wilson Bishop
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carter Wilson Bishop ( ), a licensed former licensee with CE reference AOJ057. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2014-10-27 | 2017-01-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-12-29 | 2012-03-28 |