Hequn Du
杜鶴群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hequn Du (杜鶴群), a licensed former licensee with CE reference AOJ863. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMI Securities Limited 創市証劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-11 | 2021-03-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-20 | 2013-03-14 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2012-08-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-20 | 2008-10-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-20 | 2008-10-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-20 | 2008-10-30 |