Wai Pong Wu
胡煒邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Pong Wu (胡煒邦), a licensed former licensee with CE reference AOL081. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2012-07-30 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-02-10 | 2012-03-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-03 | 2010-01-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-26 | 2008-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-26 | 2008-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-23 | 2008-06-01 |