Pak Wai Cheung

張栢威
CE No. AOL101 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Wai Cheung (張栢威), a licensed former licensee with CE reference AOL101. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Silver Nile Global Investments Limited
銀豐環球投資有限公司
RO Type 1 — Dealing in securities 2019-09-09 2020-12-24
Silver Nile Global Investments Limited
銀豐環球投資有限公司
RO Type 4 — Advising on securities 2019-09-09 2020-12-24
HeungKong Capital Limited
香江資本有限公司
RO Type 6 — Advising on corporate finance 2019-09-09 2020-12-24
Silver Nile Global Investments Limited
銀豐環球投資有限公司
Rep Type 1 — Dealing in securities 2019-08-28 2019-09-09
Silver Nile Global Investments Limited
銀豐環球投資有限公司
Rep Type 4 — Advising on securities 2019-08-28 2019-09-09
HeungKong Capital Limited
香江資本有限公司
Rep Type 6 — Advising on corporate finance 2019-08-28 2019-09-09
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
RO Type 1 — Dealing in securities 2017-07-11 2019-08-05
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
RO Type 4 — Advising on securities 2017-07-11 2019-08-05
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
RO Type 6 — Advising on corporate finance 2017-07-11 2019-08-05
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 1 — Dealing in securities 2017-06-05 2017-07-11
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 4 — Advising on securities 2017-06-05 2017-07-11
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 6 — Advising on corporate finance 2017-06-05 2017-07-11
DBS Asia Capital Limited
星展亞洲融資有限公司
RO Type 1 — Dealing in securities 2014-10-03 2017-05-18
DBS Asia Capital Limited
星展亞洲融資有限公司
RO Type 4 — Advising on securities 2014-10-03 2017-05-18
DBS Asia Capital Limited
星展亞洲融資有限公司
RO Type 6 — Advising on corporate finance 2014-10-03 2017-05-18
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 1 — Dealing in securities 2007-01-19 2014-10-03
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 4 — Advising on securities 2007-01-19 2014-10-03
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 6 — Advising on corporate finance 2007-01-19 2014-10-03

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