Marcus David William Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marcus David William Thompson, a licensed Responsible Officer with CE reference AOL674. Currently licensed at 1 firm(s): Evercore Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 4 — Advising on securities | 2018-08-17 | present |
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2017-12-07 | present |
| Evercore Asia Limited |
RO | Type 6 — Advising on corporate finance | 2011-09-02 | present |
| Lexicon Partners (Asia) Limited | RO | Type 6 — Advising on corporate finance | 2007-03-21 | 2012-03-30 |