Charlotte Anne Plowman

CE No. AON069 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Anne Plowman (), a licensed former licensee with CE reference AON069. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
BridgeWood Alternatives Limited
RO Type 1 — Dealing in securities 2023-08-10 2024-01-31
BridgeWood Alternatives Limited
Rep Type 1 — Dealing in securities 2023-07-24 2023-08-10
CC Strategic Partners Limited
RO Type 1 — Dealing in securities 2012-10-22 2023-06-06
Partners Capital Asia Limited
RO Type 1 — Dealing in securities 2011-08-04 2012-02-17
Partners Capital Asia Limited
RO Type 4 — Advising on securities 2011-08-04 2012-02-17
SAIL Advisors Limited Rep Type 4 — Advising on securities 2007-02-02 2008-05-06

Related