Charlotte Anne Plowman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Anne Plowman ( ), a licensed former licensee with CE reference AON069. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
RO | Type 1 — Dealing in securities | 2023-08-10 | 2024-01-31 |
| BridgeWood Alternatives Limited |
Rep | Type 1 — Dealing in securities | 2023-07-24 | 2023-08-10 |
| CC Strategic Partners Limited |
RO | Type 1 — Dealing in securities | 2012-10-22 | 2023-06-06 |
| Partners Capital Asia Limited |
RO | Type 1 — Dealing in securities | 2011-08-04 | 2012-02-17 |
| Partners Capital Asia Limited |
RO | Type 4 — Advising on securities | 2011-08-04 | 2012-02-17 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2007-02-02 | 2008-05-06 |