Siu Cho Ng
吳兆祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cho Ng (吳兆祖), a licensed Responsible Officer with CE reference AON640. Currently licensed at 1 firm(s): CMSC Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 4 — Advising on securities | 2024-10-24 | present |
| CMSC Partners Limited 和信資本有限公司 |
RO | Type 9 — Asset management | 2024-10-24 | present |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-11 | 2024-09-15 |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-22 | 2024-09-15 |
| Astraria Partners Limited |
RO | Type 9 — Asset management | 2021-12-03 | 2022-05-10 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-24 | 2020-12-18 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-24 | 2020-12-18 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-09 | 2019-09-30 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 4 — Advising on securities | 2018-11-09 | 2019-09-30 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 9 — Asset management | 2018-11-09 | 2019-09-30 |
| IDS Forex HK Limited | RO | Type 4 — Advising on securities | 2017-05-05 | 2017-06-22 |
| IDS Forex HK Limited | RO | Type 9 — Asset management | 2017-05-05 | 2017-06-22 |
| HongShan Capital Advisors (Hong Kong) Limited 紅杉中國投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-11-06 | 2014-05-09 |
| HongShan Capital Advisors (Hong Kong) Limited 紅杉中國投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-19 | 2013-11-06 |
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 9 — Asset management | 2007-03-23 | 2013-07-12 |