Alvin Lap Kwok Chan
陳立國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Lap Kwok Chan (陳立國), a licensed former licensee with CE reference AON714. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2012-03-30 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-24 | 2008-05-03 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-06 | 2007-04-03 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-03-06 | 2007-04-03 |