Chin Yueh Chen
陳金岳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Yueh Chen (陳金岳), a licensed former licensee with CE reference AOP089. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-14 | 2017-07-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-14 | 2017-07-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-14 | 2017-07-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-04 | 2015-04-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-07-20 | 2015-04-14 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-07-20 | 2015-04-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-15 | 2011-05-16 |