Clara Wai Han Yip
葉慧嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clara Wai Han Yip (葉慧嫻), a licensed former licensee with CE reference AOQ537. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-28 | 2022-07-31 |
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-10 | 2022-07-31 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2017-05-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-01 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-02-27 | 2017-05-06 |