Ka Yee Lee
李嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lee (李嘉怡), a licensed Responsible Officer with CE reference AOR521. Currently licensed at 1 firm(s): Juno Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-03 | present |
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 4 — Advising on securities | 2018-04-20 | present |
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 9 — Asset management | 2018-04-20 | present |
| Juno Capital Management Limited 君諾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-13 | 2023-02-03 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 4 — Advising on securities | 2017-08-24 | 2018-04-13 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2017-08-24 | 2018-04-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-30 | 2013-08-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-09 | 2013-08-24 |