Wai Hong Ng
吳偉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong Ng (吳偉康), a licensed former licensee with CE reference AOR973. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2011-08-01 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-05 | 2011-08-01 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-16 | 2010-02-10 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-04 | 2008-06-02 |