James Teik Beng Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Teik Beng Lim, a licensed Responsible Officer with CE reference AOS215. Currently licensed at 1 firm(s): Calibration Partners (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-07 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-01-07 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-04 | 2015-01-07 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-04 | 2015-01-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-13 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-13 | 2014-06-03 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-17 | 2010-03-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-16 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-16 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-16 | 2008-09-29 |