Shigen Foo
符史根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shigen Foo (符史根), a licensed former licensee with CE reference AOS660. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | 2009-09-23 | 2011-08-31 |
| Brooke Capital Limited |
RO | Type 9 — Asset management | 2009-09-23 | 2011-08-31 |
| Brooke Capital Limited |
Rep | Type 4 — Advising on securities | 2009-06-23 | 2009-09-23 |
| Brooke Capital Limited |
Rep | Type 9 — Asset management | 2009-06-23 | 2009-09-23 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-26 | 2009-02-13 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-03-26 | 2009-02-13 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2007-03-26 | 2009-02-13 |