Shuping Yan
顏樹萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuping Yan (顏樹萍), a licensed former licensee with CE reference AOU119. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-19 | 2025-06-27 |
| HGNH International Financial Corporation Limited 橫華國際金融股份有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-02-26 | 2015-08-27 |
| HGNH International Financial Corporation Limited 橫華國際金融股份有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-12-09 | 2014-02-26 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-01-26 | 2014-01-08 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-06-26 | 2014-01-08 |