Siu Kuen Chan
陳紹權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kuen Chan (陳紹權), a licensed Responsible Officer with CE reference AOU141. Currently licensed at 1 firm(s): KEC Capital Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-10 | present |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 — Asset management | 2024-12-10 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2017-01-20 | 2017-05-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2017-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-05-16 | 2017-05-30 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-16 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2012-05-16 | 2017-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-04-16 | 2011-10-21 |