Wai Hing Chau
周偉興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hing Chau (周偉興), a licensed former licensee with CE reference AOU403. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-24 | 2021-04-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-24 | 2021-04-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-31 | 2021-04-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-31 | 2020-09-24 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-31 | 2020-09-24 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2011-05-05 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-20 | 2011-01-26 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-20 | 2011-05-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-16 | 2008-05-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-04-16 | 2008-05-14 |