David Po Ming Toong
佟寶銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Po Ming Toong (佟寶銘), a licensed former licensee with CE reference AOV609. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-08-17 | 2021-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-08-17 | 2021-05-31 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2020-08-17 | 2021-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2020-08-17 | 2021-05-31 |
| UBS International Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2007-04-24 | 2010-07-10 |
| UBS International Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2010-07-10 |