Niteesh Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niteesh Joshi, a licensed Representative with CE reference AOV763. Currently licensed at 1 firm(s): Sona Asset Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sona Asset Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2025-09-08 | present |
| Sona Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2025-09-08 | present |
| Sona Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2025-09-08 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-08-24 | 2025-08-26 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-09 | 2021-07-30 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-09 | 2021-07-30 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-16 | 2020-06-09 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-16 | 2020-06-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2018-07-19 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-12 | 2012-06-01 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-12 | 2012-06-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-26 | 2008-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-26 | 2008-07-01 |