Shing Man Ngai
魏晟旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Man Ngai (魏晟旻), a licensed former licensee with CE reference AOV827. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-22 | 2023-05-24 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-22 | 2023-05-24 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-22 | 2023-05-24 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-01-11 | 2016-06-06 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-08 | 2014-05-28 |
| Cinda International Research Limited 信達國際研究有限公司 |
RO | Type 4 — Advising on securities | 2010-09-27 | 2010-10-05 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-02 | 2010-09-27 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-13 | 2010-07-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-13 | 2009-07-18 |