Yun Deng
鄧云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Deng (鄧云), a licensed Responsible Officer with CE reference AOY055. Currently licensed at 1 firm(s): TradeMaster Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-01 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-08-01 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-08-01 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-08-01 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-18 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-19 | 2015-11-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-08-14 | 2015-11-07 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-12 | 2015-11-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-15 | 2014-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2014-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-21 | 2014-04-29 |