Carolyn Maureen Gillen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Maureen Gillen ( ), a licensed former licensee with CE reference AOY392. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-06-27 | 2007-09-30 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-27 | 2007-09-30 |