Vivienne Wai Wan Chan
陳慧芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivienne Wai Wan Chan (陳慧芸), a licensed Responsible Officer with CE reference AOY789. Currently licensed at 1 firm(s): Pinpoint Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
RO | Type 9 — Asset management | 2012-03-27 | present |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-11 | 2012-03-27 |
| Pinpoint Investment Advisor Limited | Rep | Type 9 — Asset management | 2007-05-25 | 2011-06-30 |