Chi Ho Tse
謝志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Tse (謝志豪), a licensed Responsible Officer with CE reference APB691. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-15 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-15 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-15 | present |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-24 | 2019-06-10 |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-03 | 2018-08-24 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-31 | 2018-08-03 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-31 | 2018-08-03 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-26 | 2017-07-09 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-26 | 2017-07-09 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-05 | 2016-08-26 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-05 | 2016-08-26 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-07-18 | 2016-06-16 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-08 | 2014-07-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-24 | 2014-07-14 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-24 | 2014-07-14 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-23 | 2012-03-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-13 | 2012-03-19 |