Stephen Kai Chuen Im
嚴啟銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kai Chuen Im (嚴啟銓), a licensed Responsible Officer with CE reference APC198. Currently licensed at 3 firm(s): Grand Partners Securities Limited, Grand Partners Investment Consultants Limited, Grand Partners Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Partners Securities Limited 利盟證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-23 | present |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2022-11-23 | present |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-19 | present |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-05 | 2022-11-23 |
| Grand Partners Securities Limited 利盟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2022-11-23 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-25 | 2018-04-19 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-06 | 2010-07-10 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-07 | 2009-11-04 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-07 | 2009-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-07 | 2009-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-09-07 | 2009-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-15 | 2009-07-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-15 | 2009-07-17 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-31 | 2008-02-01 |