Ronald Patrick Lup Man Yu
余立文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Patrick Lup Man Yu (余立文), a licensed former licensee with CE reference APC229. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Horun Capital Management Limited 泓潤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-05 | 2026-03-15 |
| Horun Capital Management Limited 泓潤資產管理有限公司 |
RO | Type 9 — Asset management | 2024-02-01 | 2026-03-15 |
| FBG Global Assets Limited | RO | Type 4 — Advising on securities | 2022-05-24 | 2024-01-02 |
| FBG Global Assets Limited | RO | Type 9 — Asset management | 2022-05-24 | 2024-01-02 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-03 | 2021-05-21 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 9 — Asset management | 2020-08-03 | 2021-05-21 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2019-03-14 | 2019-12-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 9 — Asset management | 2019-03-14 | 2019-12-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-28 | 2019-03-14 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 — Asset management | 2019-01-28 | 2019-03-14 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2018-10-28 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 — Asset management | 2018-04-11 | 2018-10-28 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2012-09-17 | 2017-01-06 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2012-09-17 | 2017-01-06 |
| Starr International Company (Asia), Limited 勝達國際集團(亞洲)投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-24 | 2009-03-18 |
| Starr International Company (Asia), Limited 勝達國際集團(亞洲)投資有限公司 |
Rep | Type 9 — Asset management | 2007-07-24 | 2009-03-18 |