Kin Pong Kwok
郭健邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pong Kwok (郭健邦), a licensed former licensee with CE reference APC264. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-13 | 2022-04-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 9 — Asset management | 2019-11-13 | 2022-04-01 |
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-30 | 2019-11-13 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-17 | 2022-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2022-04-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-09-17 | 2022-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2008-09-17 | 2019-11-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2022-04-01 |