Katherine Claire Pallister
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Claire Pallister ( ), a licensed former licensee with CE reference APD352. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bucephalus Capital Management Advisors Limited |
RO | Type 9 — Asset management | 2009-02-17 | 2009-09-04 |
| Bucephalus Capital Management Advisors Limited |
Rep | Type 9 — Asset management | 2009-01-20 | 2009-02-17 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-06-25 | 2008-12-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-06-25 | 2008-12-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-06-25 | 2008-12-16 |