Ka Yee Lau
劉嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lau (劉嘉怡), a licensed Representative with CE reference APD695. Currently licensed at 1 firm(s): RAYS Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-22 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2011-11-22 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-16 | 2011-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2011-09-30 |