Yuen Yee (SFC:APF059) Lai
黎苑兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee (SFC:APF059) Lai (黎苑兒), a licensed former licensee with CE reference APF059. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-14 | 2013-12-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-14 | 2013-12-20 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-07 | 2012-02-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-07 | 2012-02-25 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2010-10-29 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-23 | 2010-10-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2009-06-08 |