Kwok Leung Mak
麥國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Mak (麥國樑), a licensed Responsible Officer with CE reference APF173. Currently licensed at 2 firm(s): China Industrial Securities International Brokerage Limited, China Industrial Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-20 | present |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-04 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-04 | 2021-10-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2020-06-26 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-04 | 2020-06-26 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2017-09-04 | 2020-06-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-07 | 2017-07-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-07 | 2017-07-31 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-15 | 2017-07-31 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-15 | 2017-07-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-26 | 2017-07-31 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-26 | 2016-06-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-04 | 2016-06-15 |