Catherine Sei Wing Chan
陳思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Sei Wing Chan (陳思穎), a licensed Representative with CE reference APF689. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-21 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2016-07-21 | present |
| Mackenzie Investments Asia Limited | Rep | Type 4 — Advising on securities | 2015-09-25 | 2016-06-24 |
| Mackenzie Investments Asia Limited | Rep | Type 9 — Asset management | 2015-09-25 | 2016-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-23 | 2015-09-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2010-03-22 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-04 | 2010-03-22 |