Xinlin Yang
楊昕琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinlin Yang (楊昕琳), a licensed former licensee with CE reference APG517. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMO Asset Management Limited | RO | Type 4 — Advising on securities | 2020-08-25 | 2023-11-30 |
| IMO Asset Management Limited | RO | Type 9 — Asset management | 2020-08-25 | 2023-11-30 |
| IMO Asset Management Limited | Rep | Type 4 — Advising on securities | 2020-07-28 | 2020-08-25 |
| IMO Asset Management Limited | Rep | Type 9 — Asset management | 2020-07-28 | 2020-08-25 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-28 | 2018-07-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-28 | 2018-07-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-28 | 2018-07-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-21 | 2016-10-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-21 | 2016-10-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-21 | 2016-10-28 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-30 | 2015-11-23 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-16 | 2015-04-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-16 | 2015-04-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-16 | 2015-04-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-05 | 2015-01-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-10-05 | 2015-01-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-10-05 | 2015-01-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-27 | 2012-10-05 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2012-10-05 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-22 | 2012-10-05 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-07 | 2011-08-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-07 | 2011-08-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-16 | 2008-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-16 | 2008-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-16 | 2008-10-31 |