Sau Yi Lam
林秀儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Yi Lam (林秀儀), a licensed former licensee with CE reference APH114. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2008-07-02 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-21 | 2008-07-02 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-21 | 2008-07-02 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-21 | 2008-04-01 |