Sui Wah Ho
何瑞華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Wah Ho (何瑞華), a licensed former licensee with CE reference APH366. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2013-05-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-28 | 2013-05-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2011-05-03 |