David Charles Gerhart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Charles Gerhart ( ), a licensed former licensee with CE reference APH429. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-20 | 2007-11-20 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-20 | 2007-11-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-20 | 2007-11-20 |