Tony Chi Ming Ho
何志銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Chi Ming Ho (何志銘), a licensed Responsible Officer with CE reference APH801. Currently licensed at 1 firm(s): Siegfried Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-17 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-17 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2017-05-17 | 2018-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-23 | 2018-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-22 | 2018-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-19 | 2017-02-22 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-19 | 2017-03-23 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2017-01-19 | 2017-05-17 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-16 | 2017-01-09 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-02 | 2017-01-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2016-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2015-01-09 | 2016-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-17 | 2016-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-24 | 2016-03-01 |