Ka Ho (SFC:API028) Lau
劉家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:API028) Lau (劉家豪), a licensed Representative with CE reference API028. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-20 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-20 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-11 | 2023-07-01 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-28 | 2023-07-01 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-28 | 2023-07-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2016-12-16 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-31 | 2016-07-08 |