Chi Yu Ng
吳知雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yu Ng (吳知雨), a licensed Responsible Officer with CE reference API279. Currently licensed at 1 firm(s): Alliance Partners Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Partners Capital Limited 聯德資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| Alliance Partners Capital Limited 聯德資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-23 | present |
| Alliance Partners Capital Limited 聯德資本有限公司 |
RO | Type 9 — Asset management | 2024-12-23 | present |
| Sinocon Securities International Limited 中聯國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-20 | 2024-12-13 |
| Sinocon Capital International Limited 中聯國際資本有限公司 |
RO | Type 4 — Advising on securities | 2017-06-27 | 2024-12-13 |
| Sinocon Capital International Limited 中聯國際資本有限公司 |
RO | Type 9 — Asset management | 2017-06-27 | 2024-12-13 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-13 | 2017-04-27 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2017-04-27 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-13 | 2017-04-27 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-13 | 2017-01-13 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-13 | 2017-01-13 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-13 | 2017-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-12 | 2014-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-30 | 2015-01-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-30 | 2015-01-20 |