Simon Sze Yuen Chow
周思遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sze Yuen Chow (周思遠), a licensed Responsible Officer with CE reference APJ232. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
RO | Type 2 — Dealing in futures contracts | 2024-11-01 | present |
| North Rock Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2023-07-20 | present |
| North Rock Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2023-01-18 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-09 | 2022-04-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-24 | 2022-04-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2007-08-06 |